Indonesia Country Compliance Officer

Date Posted: Posted30+ hari yang lalu
Salary:
Jakarta

Job Description

Your field of responsibility


Act as the Chief Compliance Officer (CCO) for Credit Suisse (CS), one level below Board of Directors to own the Compliance Department in Indonesia. CCO is independent of other functions but has unlimited access to other functions related to its tasks. Specific responsibilities include:

  • Acting as the liaison person in dealing with various regulators including regulatory audit
  • Identifying all policies, standard operating procedures, relevant laws and regulations applicable to the business
  • Setting out appropriate compliance policies and procedures in order to stay in sync with the prevailing laws and regulations
  • Acting as second line of defense in ensuring the company’s compliance toward applicable policies and procedures
  • Ensuring compliance toward licensing requirement
  • Ensuring proper supervision to all employees has been carried out accurately
  • Ensuring compliance over the rule on internal control
  • Ensuring compliance over the rules on anti money laundering and anti terrorist financing activity and their eradication
  • Ensuring compliance over the rules of securities trading
  • Performing the prevention over the disclosure of confidential information
  • Performing the supervision over client opening account
  • Performing the supervision over securities transaction for proprietary position or affiliated position
  • Performing the supervision over the provision of information, advice, recommendation, and or research report released to the client/public
  • Performing the supervision over the recording and the documentation, including the safe-keeping and the prevention of the disclosure of the record and information which are still confidential in their nature
  • performing the handling and the administration of the complaint of the client by having the special mechanism to handle and to follow up the written complaint of the client (internal dispute resolution) including maintaining monthly client complaint file
  • performing the supervision over the business continuity plan
  • submitting the periodic report at least 1 (one) time in a year, and the incidental report to the Board of Commissioners and/or Directors
  • providing support and/or performing training to the staff
  • must report to the Board of Commissioners and OJK confidentially if it were finding any indication of violation over the laws and regulations committed by the Company and/or its client.

Your future colleagues


You report to SEA CCO on a regional basis, and to Country Manager on a functional basis. You are part of the Southeast Asia CCO team.

We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.


Your skills and experience


You are expected to be an expert Compliance Officer in a broker-dealer environment in Indonesia, and familiar with local regulatory requirements of OJK and IDX.

  • A relevant professional degree, with at least 10 years of Compliance/Audit/regulatory experience is essential
  • Demonstrate proficiency and expertise of local laws, rules and regulations in Indonesia at an advanced level
  • Dedication to fostering an inclusive culture and value diverse perspectives.

Your new employer

Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. We are committed to building a culture of inclusion with a deep sense of belonging for all of us. We will consider flexible working opportunities where possible. Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law. If you require assistance during the recruitment process, please let your recruiter know.

Related Jobs

  • Senior Graphic Designer

    - Posted30+ hari yang lalu

    Study design briefs and develop concepts that tell a story. Conceptualize new ideas for executions and campaigns. Strong drive to experiment and try new things.

  • OFFICE BOY

    - Posted25 hari yang lalu

    Domisili di Jakarta Utara area Pluit, Penjaringan, Muara Karang. Membersihkan ruang kerja dan area kantor.

  • Duty Airport Manager Denpasar

    - 10 hari yang lalu

    Permanent full-time opportunity b ased in Denpasar. Our ability to stand the test of time has been no coincidence. Proven track record of achieving KPI targets.

  • OPERATOR DIGITAL PRINTING

    - EmployerAktif 4 hari yang lalu

    Familiar dengan pemberian garis layout, berpengalaman Digital Printing.

Job Detail

  • Job Id
    383295eb60428356
  • Location
    Jakarta
  • Company
  • Type
    Private
  • Employment Status
    Permanent
  • Positions
    Available
  • Career Level
    Experience
  • Gender
    Male/Female

Contact

Sponsored by

https://www.halokerja.kabardunia.com connects jobseekers and recruiters by accurately matching candidate profiles to the relevant job openings through an advanced 2-way matching technology. While most job portals only focus on getting candidates the next job, Shine focuses on the entire career growth of candidates.

Latest Job